Generalized Brillouin Zone for Non-Reciprocal Systems
Habib
Ammari, Silvio
Barandun, Ping
Liu, and Alexander
Uhlmann
Proceedings of the Royal Society A: Mathematical, Physical and Engineering Sciences, Mar 2025
Non-reciprocal physical systems, such as waveguides with imaginary gauge potentials or mass-spring chains with active elements, present new mathematical challenges beyond those of ordinary Hermitian structures. In a phenomenon known as the non-Hermitian skin effect, eigenmodes condensate at one edge of the structure and decay exponentially in space. Traditional Floquet–Bloch theory, relying on real-valued quasi-periodicities, fails to capture this decay and thus gives incomplete predictions of spectral behaviour. In this paper, we develop a rigorous theory to address this shortcoming. By extending the Brillouin zone into the complex plane, we introduce the notion of generalized Brillouin zone. We show that this complex formulation reflects the unidirectional decay inherent in non-reciprocal systems and provides an accurate framework for spectral analysis. Our main results are proven in the general context of k-Toeplitz matrices and operators, which model a wide variety of both finite and semi-infinite or infinite non-Hermitian periodic structures. We demonstrate that our generalized Floquet–Bloch formalism correctly identifies spectra and restores spectral convergences for large finite lattices.